Prakash Investment Advisors LLC

RIASEC RegisteredEst. 2024
Total AUM
$161M
Discretionary
$161M
100% of AUM
Avg account
$569K
Accounts
284
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
163994
Registered since
April 25, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI91.47%
  • Corporations / Businesses5.56%
  • Individuals2.76%
  • Charitable Organizations0.21%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Prakash Investment Advisors LLC is an independent, individual‑owned RIA that registered with the SEC in 2024. The firm advises both individual and family clients as well as institutional and business accounts. Its advisory scope centers on financial planning and discretionary portfolio management for individuals, small businesses, and organizations. Compensation is primarily fee‑based, using a percentage of assets under management and, in some instances, hourly charges. The adviser is not structured as a capital allocator and does not identify as an active ESG investor, pension consultant, or related adviser. The snapshot data indicates it is not a multistate adviser, so its regulatory footprint appears limited relative to larger, multi-jurisdiction practices.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Derivatives 8%, Cash & Cash Equivalents 3%, Private Funds 2%, Public Funds/Mutual Funds 1%86%
  • Exchange Traded Equities86%
  • Derivatives8%
  • Cash & Cash Equivalents3%
  • Private Funds2%
  • Public Funds/Mutual Funds1%

Owners & executives

1 of 1
  • Prakash Simha

    Prakash Simha

    President And CEOCRD 2970036

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth