PINCUS CAPITAL MANAGEMENT, LP

RIASEC RegisteredEst. 2025
Total AUM
$162M
Discretionary
$162M
100% of AUM
Avg account
$9.5M
Accounts
17
Employees
3
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
336500
Registered since
June 9, 2025
Custodians
J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Pincus Capital Management, LP is a limited partnership that provides fee-based portfolio management primarily for individual and family clients and small businesses. The adviser charges a percentage-of-AUM fee and is SEC-registered as of 2025. Its operating profile shows a single-owner structure (domestic entity and individual) and it does not position itself as a capital allocator or pension consultant. The firm does not market itself as an active ESG investor and is not structured as a multistate advisory network. Investment activity centers on direct equity exposure and third-party manager relationships across alternative strategies. The firm’s advisory focus and client base suggest a wealth-management orientation rather than institutional consulting or wholesale distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 2%, US Government Bonds 1%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

1 of 1
  • PHILLIP ABOOKIRE

    CIOCRD 5539007

Contacts

1 of 1
  • ROSEMARY O'CONNOR

    Director of OperationsCRD 8083730

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 7

Active vs passive

$17.3M in ETFs

Passive

95%

$16.4M

Active

5%

$881K

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$9.2M15,89653.14%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
126 E 56th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth