ASA Asset Management LLC

RIASEC RegisteredEst. 2025
Total AUM
$47.6M
Discretionary
$47.6M
100% of AUM
Avg account
$9.5M
Accounts
5
Employees
15
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
335177
Registered since
May 29, 2025
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

ASA Asset Management LLC is organized as an LLC and operates as a hedge-fund adviser with a primarily institutional client focus. The firm is SEC-registered (registration listed for 2025) and reports ownership that includes both a foreign entity and an individual. Its compensation structure combines a percentage-of-assets fee with performance-based fees, consistent with active, incentive-oriented management. The firm provides portfolio management for pooled investment vehicles and also offers portfolio management services for individuals and small businesses. ASA acts in sponsor/GP and managing-member roles for pooled vehicles and maintains relationships with other investment advisers and banking or thrift institutions. ASA does not identify as an active ESG investor and is not listed as a multi-state adviser or a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Charles Ferraz

    Charles Ferraz

    Global CIOCRD 5597862

Contacts

3 of 3
  • Ana Dutra

    CCOCRD 8096349

  • Eduardo Rossit Padilha

    CRD 8051627

  • Eduardo Filho

    DirectorCRD 7510975

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
450 Park Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth