PRAIRIE CAPITAL MARKETS, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
OAKBROOK TERRACE, Illinois
CRD number
158309
Registered since
July 19, 2012

Firm profile

FINTRX

Overview

Prairie Capital Markets, LLC is an LLC that registered with the SEC in 2012 and is classified as an investment bank rather than a traditional asset manager. Filings indicate ownership as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator and is not marked as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed advisory firm. Prairie Capital Markets has not supplied details about its investment strategies, manager allocation preferences, client segments, or advisory activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DAVID DIEHL

    Chief Executive OfficerCRD 5957699

  • ROCKY FIORE

    Managing Director and Chief Operating OfficerCRD 2588089

Contacts

3 of 18
  • Zachary Balis

    Senior AnalystCRD 7904247

  • JAMES MCQUEEN

    Managing DirectorCRD 4431322

  • ANTHONY DOLAN

    DirectorCRD 6099299

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

OAKBROOK TERRACE, IL

DU PAGE

Location

OAKBROOK TERRACE, IL

Headquartered in OAKBROOK TERRACE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
1 Lincoln Ctr 18w140 Butterfie Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth