Prairie Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Oakbrook Terrace, Illinois
CRD number
158309
Registered since
July 19, 2012

Firm profile

FINTRX

Overview

Prairie Capital Markets, LLC is organized as a limited liability company and is recorded as SEC-registered since 2012. FINTRX classifies the firm as an investment bank rather than a traditional advisory capital allocator. Ownership is listed as a combination of a domestic entity and an individual. The dataset indicates Prairie Capital Markets does not operate as a capital allocator and is not active on ESG investing. It is not identified as a multistate adviser, is not listed as a pension consultant, and has no flagged related-adviser relationship. Details on the firm’s client mix, fee structure, and specific business or advisory activities were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • David Diehl

    David Diehl

    Chief Executive OfficerCRD 5957699

  • Rocky Fiore

    Rocky Fiore

    Managing Director and Chief Operating OfficerCRD 2588089

Contacts

3 of 18
  • Zachary Balis

    Zachary Balis

    Senior AnalystCRD 7904247

  • James Mcqueen

    James Mcqueen

    Managing DirectorCRD 4431322

  • Anthony Dolan

    Anthony Dolan

    DirectorCRD 6099299

Unlock 15 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Oakbrook Terrace, IL

Du Page

Location

Oakbrook Terrace, IL

Headquartered in Oakbrook Terrace, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
1 Lincoln Ctr 18w140 Butterfie Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth