Prairie Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
19
Avg account
$0

Firm details

Headquarters
Oakbrook Terrace, Illinois
CRD number
158309
Registered since
July 19, 2012

Firm profile

FINTRX

Overview

Prairie Capital Markets, LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity since 2012. The firm's registration classifies it as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is listed as a domestic entity/individual. The FINTRX record flags the firm as not being an active ESG investor and not operating as a multi-state adviser; it is also not identified as a pension consultant or related adviser. The dataset does not include granular descriptions of the firm's client segments, fee schedules, or specific advisory services, so the profile here is limited to the registration and structural attributes that are recorded.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Rocky Fiore

    Rocky Fiore

    Managing Director and Chief Operating OfficerCRD 2588089

  • David Diehl

    David Diehl

    Chief Executive OfficerCRD 5957699

Contacts

3 of 17
  • Daniel Beaton

    Daniel Beaton

    FinOpCRD 4240769

  • Terrel Bressler

    Terrel Bressler

    Managing DirectorCRD 2447793

  • Richard Shuma

    Richard Shuma

    Managing DirectorCRD 4222015

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Oakbrook Terrace, IL

Du Page

Location

Oakbrook Terrace, IL

Headquartered in Oakbrook Terrace, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
1 Lincoln Ctr 18w140 Butterfie Rd
Time zone
CT (UTC-6)
Office locations

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