Pphb Securities LP

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
132074
Registered since
November 24, 2004

Firm profile

FINTRX

Overview

Pphb Securities LP is organized as a partnership and is registered with the SEC since 2004. The firm is classified as an investment bank and its ownership is recorded as a mix of a domestic entity and an individual. The firm's profile indicates it does not act as a capital allocator and it is not listed as an active ESG investor. It also does not report itself as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Public-facing details about the firm's client segments, fee schedules, and the scope of its advisory or business activities were not included in the provided snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Schaps

    CFOCRD 1892138

Contacts

3 of 11
  • James Wicklund

    James Wicklund

    Managing Director, Client RelationsCRD 1571181

  • Mona Foch

    Mona Foch

    Managing Director, Debt AdvisoryCRD 2762053

  • Su-min Lim

    AdvisorCRD 2929814

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1885 Saint James Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth