Pphb Securities LP

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
132074
Registered since
November 24, 2004

Firm profile

FINTRX

Overview

Pphb Securities LP is recorded in FINTRX as a partnership operating under the classification of an investment bank. The firm has been SEC-registered since 2004 and is listed as owned by a domestic entity and an individual. In the dataset Pphb Securities LP is not identified as a capital allocator and is flagged as not being an active ESG investor. It is also not marked as a multi-state adviser, pension consultant, or related adviser. FINTRX does not list client-facing advisory activities, a fee schedule, or a client base for the firm. The combination of its investment-bank classification and the absence of advisory details in the record suggests the firm's primary activity is investment banking rather than acting as an investment adviser managing third‑party assets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Schaps

    CFOCRD 1892138

Contacts

3 of 10
  • Andrew Nguyen

    Andrew Nguyen

    Managing DirectorCRD 6782067

  • Omar Diaz

    Omar Diaz

    Managing DirectorCRD 3177522

  • Joseph Hoepfl

    Joseph Hoepfl

    PartnerCRD 2950986

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1885 Saint James Pl
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth