Polaris Financial Planning, LLC

RIASEC RegisteredEst. 2022
Total AUM
$150M
Discretionary
$150M
100% of AUM
Avg account
$1.2M
Accounts
129
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
123035
Registered since
July 21, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI78.84%
  • Individuals21.16%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Polaris Financial Planning, LLC is a small, SEC-registered independent advisory firm that concentrates on portfolio management for individuals and small businesses. Formed as an LLC and registered with the SEC in 2022, the firm is owned by an individual and operates under a fee model that combines a percentage-of-AUM schedule with fixed fees. Polaris reports no ESG-focused designation and is not registered as a multi-state adviser. Its business activity is narrowly centered on discretionary portfolio management rather than pension consulting or related-adviser functions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Exchange Traded Equities 1%, Cash & Cash Equivalents 1%98%
  • Public Funds/Mutual Funds98%
  • Exchange Traded Equities1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Philip Ferguson

    Philip Ferguson

    Investment Advisor RepresentativeCRD 4598368

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth