PKS Advisory Services, LLC

RIASEC Registered

Total AUM

$1.1B

Discretionary

$1B

95% of AUM

Avg account

$223K

Accounts

4,892

Employees

Advisory reps

Firm details

Headquarters: Albany, New York
CRD number: 125648
Registered since: June 20, 2003
Website: www.pksinvest.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals68.87%
HNWI29.83%
Corporations / Businesses1.3%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

PKS Advisory Services, LLC is an independent registered investment adviser organized as an LLC that has been registered with the SEC since 2003. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and manager selection. Fee arrangements include percentage of AUM and fixed fees. PKS functions as a capital allocator, directing client capital to third‑party managers and vehicles; it also maintains relationships across the brokerage, advisory, accounting and insurance communities. The firm is not identified as an active ESG investor.