PKS ADVISORY SERVICES, LLC
Firm details
- Headquarters
- ALBANY, New York
- CRD number
- 125648
- Registered since
- June 20, 2003
- Website
- www.pksinvest.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals68.87%
- HNWI29.83%
- Corporations / Businesses1.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
PKS Advisory Services, LLC is an independent broker‑dealer and SEC‑registered advisory firm that serves both individual/family and institutional clients. Founded and registered in 2003, the firm acts as a capital allocator and provides a mix of financial planning and portfolio management services for individuals, small businesses and institutions. Its advisory scope includes pension consulting, selection of other advisers, and traditional portfolio management alongside fee arrangements that combine percentage-of-AUM and fixed fees. PKS does not position itself as an ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities8%
- Cash & Cash Equivalents8%
- US Government Bonds1%
Owners & executives
2 of 2GEORGE ABBOUD
Chief Executive OfficerCRD 5757436
LOUIS CZERWINSKI
President and CEOCRD 4720221
Contacts
3 of 46JOHN RAMIREZ
Financial AdvisorCRD 4080261
ADAM SMITH
Investment AdviserCRD 5629183
DANIEL MCWILLIAMS
Registered RepresentativeCRD 2244661
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 183Active vs passive
$373M in ETFs
82%
$308M
16%
$65.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 VALUE ETF (IVE) | BlackRock | Passive | Large Value | $29.7M | 140,909 | 7.97% |
Location
ALBANY, NY
ALBANY
Location
ALBANY, NY
Headquartered in ALBANY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- ALBANY
- Address
- 80 State St
- Time zone
- ET (UTC-5)
- Office locations
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