ALLSQUARE WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2010
Total AUM
$308M
Discretionary
$308M
100% of AUM
Avg account
$369K
Accounts
835
Employees
5
Advisory reps
4

Firm details

Headquarters
ALBANY, New York
CRD number
153591
Registered since
July 9, 2010
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI61.72%
  • Individuals31.52%
  • Charitable Organizations6.17%
  • Pension & Profit Sharing Plans0.59%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Allsquare Wealth Management, LLC is an independent Registered Investment Adviser formed in 2010 and owned by an individual. The firm serves individuals and families, offering financial planning and portfolio management for both retail and small-business/institutional clients. Its fee schedules include percentage-of-AUM billing alongside hourly and fixed-fee arrangements. The company also operates as an insurance broker, which aligns with its use of annuities in client solutions. Allsquare does not identify as an active ESG investor, is not a multi-state adviser, and does not function as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Investment Grade Corp Bonds 13%, Exchange Traded Equities 10%, US Government Bonds 6%, Cash & Cash Equivalents 5%, State & Local Bonds 4%, Non-Investment Grade Corp Bonds 2%60%
  • Public Funds/Mutual Funds60%
  • Investment Grade Corp Bonds13%
  • Exchange Traded Equities10%
  • US Government Bonds6%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • DANIEL WEINBERG

    Chief Economist, Senior Investment AdvisorCRD 1085378

Contacts

3 of 3
  • DOUGLAS BAUER

    PrincipalCRD 1051210

  • DANIEL BAUER

    PrincipalCRD 4430682

  • BRETT HARRIS

    Senior Financial AdvisorCRD 5478362

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 247

Active vs passive

$148M in ETFs

Passive

92%

$136M

Active

8%

$12.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$32M97,47921.60%

Location

Primary office

ALBANY, NY

ALBANY

Location

ALBANY, NY

Headquartered in ALBANY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
ALBANY
Address
200 Great Oaks Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth