PARADIGM FUNDS ADVISOR LLC
Firm details
- Headquarters
- ALBANY, New York
- CRD number
- 136481
- Registered since
- August 19, 2005
- Website
- www.paradigmcapital.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Paradigm Funds Advisor LLC is a small, SEC-registered investment adviser organized as a limited liability company and owned by an individual. Its core business is portfolio management for investment companies, and its client base is institutional. The firm operates on a percentage-of-assets fee model and is not positioned as an ESG-focused manager. Regulatory and activity disclosures show it plays multiple roles in the investment ecosystem — acting as an adviser, affiliated broker-dealer, and as sponsor, general partner, or managing member for pooled investment vehicles. That mix points to a business built around running pooled funds and providing institutional fund management rather than delivering broad retail wealth-management services.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3KATHERINE WEIR
CEOCRD 1497339
RICHARD GIMON
Chief Compliance OfficerCRD 3217139
CANDACE WEIR
President, Chief Investment OfficerCRD 269796
Contacts
3 of 3PETER MCMILLEN
ControllerCRD 2061930
CARL FLORIO
Vice ChairmanCRD 4935045
AMELIA WEIR
Senior Vice PresidentCRD 1497338
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
ALBANY, NY
ALBANY
Location
ALBANY, NY
Headquartered in ALBANY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- ALBANY
- Address
- 9 Elk St
- Time zone
- ET (UTC-5)
- Office locations
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