ARISTA ADVISORY GROUP, LLC

RIASEC RegisteredEst. 2016

Total AUM

$144M

Discretionary

$137M

95% of AUM

Avg account

$287K

Accounts

500

Employees

3

Advisory reps

3

Firm details

Headquarters: ALBANY, New York
CRD number: 285722
Registered since: November 30, 2016
Website: www.aristaadv.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI42.86%
Individuals29.08%
Charitable Organizations27.93%
Corporations / Businesses0.13%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Arista Advisory Group, LLC is an independent registered investment adviser (SEC-registered in 2016) organized as an LLC and owned by an individual. The firm serves both individual/family clients and institutional relationships, providing financial planning, portfolio management for individuals and small businesses, and pension consulting among its stated advisory activities. Its billing options include asset-based fees, hourly charges, and fixed fees. The firm is not flagged as an active ESG investor and is not described as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds75%
Exchange Traded Equities19%
US Government Bonds2%
State & Local Bonds2%
Cash & Cash Equivalents2%

Contacts

3 of 3

Kimberly Mullin
PartnerCRD 6729758
GERALD SCHWARTZ
Founder & Managing PartnerCRD 848425
BERNARD MURPHY
PartnerCRD 6186110

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

ALBANY, NY

ALBANY

Location

ALBANY, NY

Headquartered in ALBANY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area: Albany-Schenectady, NY
Region: Northeast
County: ALBANY
Address: 255 Washington Avenue Ext
Time zone: ET (UTC-5)
Office locations

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