Pinnacle Financial Freedom LLC

RIASEC Registered
Total AUM
$20.4M
Discretionary
$20.4M
100% of AUM
Avg account
$226K
Accounts
90
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
319369
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Fixed Fees
Client types
  • HNWI78.91%
  • Individuals21.09%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Pinnacle Financial Freedom LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on fee-based financial planning and discretionary portfolio management for individuals, families and small businesses. It operates on a fixed-fee structure and does not position itself as a capital allocator or pension consultant. The adviser does not identify as an active ESG investor and is not flagged as a multi-state or related adviser in the available record.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Exchange Traded Equities 17%, Cash & Cash Equivalents 14%68%
  • Public Funds/Mutual Funds68%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents14%

Owners & executives

1 of 1
  • Nigel Upton

    Nigel Upton

    Chief Financial AdvisorCRD 7518062

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth