Golden Lion Wealth Management, LLC

RIASEC RegisteredEst. 2021
Total AUM
$20.4M
Discretionary
$20.4M
100% of AUM
Avg account
$287K
Accounts
71
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
315157
Registered since
July 16, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Golden Lion Wealth Management, LLC is an independent, owner-operated RIA formed as an LLC and registered with the SEC in 2021. The firm serves individual and family clients, offering a mix of financial planning and discretionary portfolio management alongside pension consulting and manager selection services. Its fee model includes both a percentage-of-AUM component and fixed fees. The firm identifies as a capital allocator and uses third-party managers to access certain strategies. It does not position itself as an ESG-focused investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Cash & Cash Equivalents 15%, US Government Bonds 10%, State & Local Bonds 6%, Investment Grade Corp Bonds 3%66%
  • Exchange Traded Equities66%
  • Cash & Cash Equivalents15%
  • US Government Bonds10%
  • State & Local Bonds6%
  • Investment Grade Corp Bonds3%

Owners & executives

1 of 1
  • Sulaiman Parwiz

    Sulaiman Parwiz

    Chief Compliance Officer & Financial AdvisorCRD 6834017

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth