Pinebridge Securities LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
—
Advisory reps
23
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
5967
Registered since
September 22, 2026

Firm profile

FINTRX

Overview

Pinebridge Securities LLC is listed as a limited liability company that has been registered with the SEC since 1971. The firm is recorded as owned by a domestic entity and individuals. Within the FINTRX dataset the entity is classified as “Unclassified,” and several advisor-characteristics are flagged as negative: it is not listed as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not identified as a related adviser. The dataset provides minimal descriptive material about the firm’s business activities, advisory services, fee structure, or client segmentation. Because those fields are blank in the source, there is no published detail in FINTRX about how Pinebridge Securities LLC positions itself commercially or the specific services it offers to investors.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Karpik

    Michael Karpik

    Chief Operating OfficerCRD 1709305

  • Sergio Ramirez

    Sergio Ramirez

    Chief Revenue OfficerCRD 4637204

Contacts

3 of 21
  • Thomas Cosmer

    Thomas Cosmer

    Managing DirectorCRD 1719101

  • Michael Raso

    Michael Raso

    Managing DirectorCRD 1901852

  • Michael Luft

    Michael Luft

    Managing DirectorCRD 2806089

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
65 E 55th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth