PIMCO Investments LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
582
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
154957
Registered since
January 19, 2011

Firm profile

FINTRX

Overview

PIMCO Investments LLC is organized as a limited liability company and is classified in the snapshot data as an investment bank. The entity shows SEC registration dating to 2011 and an ownership structure described as a mix of a domestic entity and individual owners. The profile data indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor. Regulatory and operating attributes in the dataset point to a relatively narrow public footprint: the firm is not listed as a multi-state adviser, is not a pension consultant, and is not marked as a related adviser. The limited fields populated in the source suggest this specific legal entity may perform non-discretionary, structural, or intermediary functions within a broader corporate group rather than acting as a primary discretionary wealth manager for retail or institutional client portfolios.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • John Kirkowski

    John Kirkowski

    Managing Director and Chief Financial OfficerCRD 4241981

  • Candice Whitten

    Candice Whitten

    Managing Director and Chief Financial OfficerCRD 4460452

  • Kimberley Korinke

    Managing Director and Chief Financial OfficerCRD 4850363

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Contacts

3 of 577
  • James Amorella

    James Amorella

    Registered RepresentativeCRD 4310147

  • Shaun Byrd

    SVPCRD 5494924

  • Andrew Maloy

    Andrew Maloy

    Executive Vice PresidentCRD 6547101

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1633 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth