PHILLIP CAPITAL INC.

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
30
Avg account
$0

Firm details

Headquarters
CHICAGO, Illinois
CRD number
173869
Registered since
September 1, 2015

Firm profile

FINTRX

Overview

Phillip Capital Inc. is organized as a corporation that first registered with the SEC in 2015. The firm is identified as having foreign-entity and individual ownership components and is classified in the dataset as unclassified, which limits firm-type inferences. The record indicates Phillip Capital Inc. does not act as a capital allocator, does not identify as an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. The dataset does not include descriptions of its client segments, fee schedules, specific business lines, or advisory offerings, so activities that would normally define its market positioning are not visible in the available source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • FILIPPO LECCHINI

    Chief Executive OfficerCRD 5875701

  • TIMOTHY CULLEN

    Chief Compliance OfficerCRD 5290046

  • DEREK CARTER

    Chief Financial OfficerCRD 4261872

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Contacts

3 of 24
  • Luke Herr

    Compliance AnalystCRD 7889688

  • RABIH RIFAI

    Vice PresidentCRD 5344883

  • Laura Chia

    Senior ManagerCRD 7319836

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth