Phillip Capital Inc.

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
28
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
173869
Registered since
September 1, 2015

Firm profile

FINTRX

Overview

Phillip Capital Inc. is organized as a corporation and appears in FINTRX as an SEC-registered adviser since 2015. Ownership is reported as a combination of a foreign entity and an individual. The firm is categorized in the dataset as "Unclassified" and is not identified as a capital allocator. The profile indicates several negative flags about scope and specialization: the firm does not list itself as an active ESG investor, is not a multi-state adviser, is not marked as newly formed, and does not report pension consulting or related-adviser status. FINTRX does not provide details on the firm’s client segments, fee arrangements, or specific advisory services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Filippo Lecchini

    Filippo Lecchini

    Chief Executive OfficerCRD 5875701

  • Timothy Cullen

    Timothy Cullen

    Chief Compliance OfficerCRD 5290046

  • Derek Carter

    Chief Financial OfficerCRD 4261872

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Contacts

3 of 23
  • Luke Herr

    Compliance AnalystCRD 7889688

  • Rabih Rifai

    Rabih Rifai

    Vice PresidentCRD 5344883

  • Laura Chia

    Senior ManagerCRD 7319836

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth