Phillip Capital Inc.

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
173869
Registered since
September 1, 2015

Firm profile

FINTRX

Overview

Phillip Capital Inc. is a corporate entity registered with the SEC in 2015. FINTRX classifies the firm as unclassified and lists its ownership as a combination of a foreign entity and an individual. The record indicates the firm does not act as a capital allocator and is not identified as an active ESG investor. It is not registered as a multi-state adviser and is not listed as a pension consultant or related adviser in the available data. The firm has not supplied descriptive details about its client base, fee schedule, business activities, or the scope of its advisory services. FINTRX also records that Phillip Capital Inc. has not provided information about activities or third‑party affiliations, so public-facing disclosure about its operating model and service offerings is limited.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Filippo Lecchini

    Filippo Lecchini

    Chief Executive OfficerCRD 5875701

  • Derek Carter

    Chief Financial OfficerCRD 4261872

  • Cameron Frazier

    CEO and DirectorCRD 6420648

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Contacts

3 of 23
  • Luke Herr

    Compliance AnalystCRD 7889688

  • Rabih Rifai

    Rabih Rifai

    Vice PresidentCRD 5344883

  • Laura Chia

    Senior ManagerCRD 7319836

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth