Pembroke Management Ltd.

RIASEC Registered

Total AUM

$1.9B

Discretionary

$1.9B

100% of AUM

Avg account

$11M

Accounts

173

Employees

25

Advisory reps

10

Firm details

Headquarters: Montreal,
CRD number: 155405
Registered since: March 4, 2011
Website: private.pml.ca
Custodians: STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles60.41%
Pension & Profit Sharing Plans28.19%
HNWI11.39%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Pembroke Management Ltd. is an SEC-registered investment adviser (registered in 2011) that manages portfolios for both individual/family clients and institutional accounts. The firm charges a mix of percentage-of-AUM and performance-based fees and identifies portfolio management for individuals/small businesses and for businesses or institutions as its core advisory activities. Pembroke reports a primary orientation toward equities and disclosures indicate it does not present itself as an active ESG investor. The firm also lists a broker-dealer affiliation.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities96%
Cash & Cash Equivalents4%

Owners & executives

2 of 2

Anthony Calzetta
Partner & Chief Financial OfficerCRD 7880704
Caroline Taylor
Partner & Chief Compliance OfficerCRD 7880712

Contacts

3 of 8

Allan Aitken
Partner, DirectorCRD 5864587
Nicolas Chevalier
Managing Partner, DirectorCRD 5864590
Angus Taylor
Co-FounderCRD 5864593

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 6

Active vs passive

$25.2M in ETFs

Passive

100%

$25.2M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$15.1M	19,780	60.07%

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Primary office

Montreal, null

Location

Montreal, null

Headquartered in Montreal, null.

Address: 1002 Sherbrooke Street West
Office locations

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