Main Management, LLC
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 120361
- Registered since
- April 30, 2002
- Website
- www.mainmgt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI64.5%
- Corporations / Businesses12.7%
- Pooled Investment Vehicles12.66%
- Charitable Organizations5.91%
- Individuals3.85%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Main Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2002. It functions as a multifaceted fund manager with activity across hedge funds and private equity alongside traditional advisory services. The firm provides portfolio management for individuals and small businesses, manages pooled investment vehicles, and advises businesses and institutions. Its client mix includes both individual and family clients as well as institutional investors. Fees are charged via a mix of AUM-based percentages, fixed fees, and performance-based arrangements. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities7%
- Cash & Cash Equivalents2%
- Derivatives1%
Owners & executives
2 of 2
Blaine Docker
Chief Operating OfficerCRD 5309509
Hafeez Esmail
Chief Compliance OfficerCRD 2567325
Contacts
3 of 22
Sydney Kralj
Sales AssociateCRD 7650403
Adam Zuckernick
Sales AssociateCRD 8109508
Davis Deboisblanc
DirectorCRD 6906348
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 118Active vs passive
$2.5B in ETFs
85%
$2.1B
15%
$369M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $190M | 996,372 | 7.57% |
Location
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 601 California St
- Time zone
- PT (UTC-8)
- Office locations
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