MAIN MANAGEMENT, LLC
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 120361
- Registered since
- April 30, 2002
- Website
- www.mainmgt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI64.5%
- Corporations / Businesses12.7%
- Pooled Investment Vehicles12.66%
- Charitable Organizations5.91%
- Individuals3.85%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Main Management, LLC is an SEC-registered investment manager (registered since 2002) organized as a limited liability company that operates as a hybrid manager combining hedge fund, private equity and multifaceted fund management activities. The firm provides portfolio management across individual and small-business accounts, pooled investment vehicles and institutional or business mandates. Its client base includes both individual/family investors and institutional clients. Fee arrangements span percentage-of-assets, fixed-fee engagements and performance-based fees. Main Management is not listed as an active ESG investor on its filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities7%
- Cash & Cash Equivalents2%
- Derivatives1%
Owners & executives
2 of 2BLAINE DOCKER
Chief Operating OfficerCRD 5309509
HAFEEZ ESMAIL
Chief Compliance OfficerCRD 2567325
Contacts
3 of 21Sydney Kralj
Sales AssociateCRD 7650403
Adam Zuckernick
Sales AssociateCRD 8109508
DAVIS DEBOISBLANC
DirectorCRD 6906348
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 126Active vs passive
$2.3B in ETFs
85%
$2B
15%
$354M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $156M | 240,518 | 6.76% |
Location
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 601 California St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
RESOLUTE PARTNERS GROUP
RIASAN FRANCISCO, CA
TRUE LINK FINANCIAL ADVISORS
RIASAN FRANCISCO, CA
SOMA EQUITY PARTNERS, LP
RIASAN FRANCISCO, CA
IGP INDUSTRIES, LLC
RIASAN FRANCISCO, CA
SPYGLASS CAPITAL MANAGEMENT, LLC
RIASAN FRANCISCO, CA
BRISTOL GROUP INC
RIASAN FRANCISCO, CA