Main Management, LLC
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 120361
- Registered since
- April 30, 2002
- Website
- www.mainmgt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI64.5%
- Corporations / Businesses12.7%
- Pooled Investment Vehicles12.66%
- Charitable Organizations5.91%
- Individuals3.85%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Main Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2002. The firm describes itself as a multi-faceted manager with hedge fund and private equity activity alongside pooled-vehicle management. Its client base spans individual and family investors as well as institutions, and it provides discretionary portfolio management for individuals/small businesses, pooled investment vehicles, and business or institutional clients. Fee arrangements include asset-based fees, fixed fees, and performance-linked compensation. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities7%
- Cash & Cash Equivalents2%
- Derivatives1%
Owners & executives
2 of 2
Blaine Docker
Chief Operating OfficerCRD 5309509
Hafeez Esmail
Chief Compliance OfficerCRD 2567325
Contacts
3 of 24
Wayne Seaman
DirectorCRD 5863428
Darol Ryan
Managing DirectorCRD 4492182
Davis Deboisblanc
DirectorCRD 6906348
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 228Active vs passive
$4.6B in ETFs
92%
$4.3B
8%
$372M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $190M | 996,372 | 4.08% |
Location
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 601 California St
- Time zone
- PT (UTC-8)
- Office locations
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