MORA CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2000
Total AUM
$1.9B
Discretionary
$663M
35% of AUM
Avg account
$2.8M
Accounts
684
Employees
49
Advisory reps
32

Firm details

Headquarters
MIAMI, Florida
CRD number
112221
Registered since
June 9, 2000
Custodians
PERSHING LLC, UBS FINANCIAL SERVICES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI61.73%
  • Corporations / Businesses31.71%
  • Individuals4.38%
  • Pooled Investment Vehicles2.18%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mora Capital Management, LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2000. The firm acts as a capital allocator and provides discretionary and non-discretionary portfolio management across individual and family clients as well as institutional and pooled investment vehicles. Its advisory scope includes managing separate accounts, advising pooled vehicles, providing institutional strategies and selecting other advisers. Compensation is a mix of asset-based fees and performance-based arrangements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 36%, Exchange Traded Equities 34%, Other 14%, Cash & Cash Equivalents 8%, US Government Bonds 6%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%36%
  • Investment Grade Corp Bonds36%
  • Exchange Traded Equities34%
  • Other14%
  • Cash & Cash Equivalents8%
  • US Government Bonds6%

Owners & executives

2 of 2
  • JOAQUIN FRANCES

    CEOCRD 4551274

  • Fernando De Frutos Gonzalez

    Chief Investment OfficerCRD 7450899

Contacts

3 of 30
  • DIEGO CASTILLO OLEA

    Executive Vice PresidentCRD 4973864

  • Lorenzo Ramos Gonzalez

    Executive Vice President - InvestmentsCRD 8117242

  • SANTIAGO COPELLO

    Executive Vice PresidentCRD 3169072

Unlock 27 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 115

Active vs passive

$39.8M in ETFs

Passive

91%

$36.3M

Active

8%

$3.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 7-10 YEAR TREASURY BOND ETF (IEF)BlackRockPassiveLong Government$3.7M38,8359.32%

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
1450 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth