PEAK WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- PLYMOUTH, Michigan
- CRD number
- 166944
- Registered since
- March 8, 2019
- Website
- www.peakwm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI63.23%
- Individuals36.77%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Peak Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm serves individual and family clients and operates as a capital allocator, directing client capital to external managers in addition to managing portfolios directly. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and selection of other advisers. Fee arrangements combine a percentage of assets under management and fixed fees. Peak does not identify as an active ESG investor and is not structured as a multi-state adviser in the source data. The firm lists an industry affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Non-Exchange Traded Equities10%
- Cash & Cash Equivalents5%
- Other5%
Contacts
3 of 3NICHOLAS HOPWOOD
President and FounderCRD 4237515
Preston Gee
Wealth AdvisorCRD 7257016
JAMES PILAT
Vice PresidentCRD 6265955
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 46Active vs passive
$126M in ETFs
67%
$84.3M
26%
$41.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP VALUE ETF (SCHV) | Schwab | Passive | Large Value | $11.9M | 390,665 | 9.45% |
Location
PLYMOUTH, MI
WAYNE
Location
PLYMOUTH, MI
Headquartered in PLYMOUTH, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- WAYNE
- Address
- 41011 Ann Arbor Rd E
- Time zone
- ET (UTC-5)
- Office locations
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