Peak Wealth Management, LLC
Firm details
- Headquarters
- Plymouth, Michigan
- CRD number
- 166944
- Registered since
- March 8, 2019
- Website
- www.peakwm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI63.23%
- Individuals36.77%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Peak Wealth Management, LLC is an independent, individual-owned RIA that registered with the SEC in 2019 and positions itself as a capital allocator for individual and family clients. The firm offers financial planning, discretionary portfolio management for individuals and small businesses, pension consulting, and selection-of-other-advisers services. Its fee model combines percentage-of-AUM billing with fixed fees. Peak does not market itself as an ESG investor and is not structured as a multi-state adviser; it also reports an affiliation with an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Non-Exchange Traded Equities10%
- Cash & Cash Equivalents5%
- Other5%
Contacts
3 of 3
Nicholas Hopwood
President and FounderCRD 4237515
Preston Gee
Wealth AdvisorCRD 7257016
James Pilat
Vice PresidentCRD 6265955
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$152M in ETFs
59%
$89.7M
29%
$62.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP VALUE ETF (SCHV) | Schwab | Passive | Large Value | $16.2M | 466,587 | 10.66% |
Location
Plymouth, MI
Wayne
Location
Plymouth, MI
Headquartered in Plymouth, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- Wayne
- Address
- 41011 Ann Arbor Rd E
- Time zone
- ET (UTC-5)
- Office locations
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