GEM Asset Management, LLC

RIASEC Registered
Total AUM
$628M
Discretionary
$628M
100% of AUM
Avg account
$462K
Accounts
1,359
Employees
4
Advisory reps
4

Firm details

Headquarters
Plymouth, Michigan
CRD number
124332
Registered since
January 18, 2007
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI63.17%
  • Individuals24.36%
  • Charitable Organizations12.14%
  • Corporations / Businesses0.32%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

GEM Asset Management, LLC is an independent, individual-owned registered investment adviser that has been SEC-registered since 2007. The firm provides financial planning and portfolio management for individuals, families, small businesses and institutional clients, and also performs manager selection for client portfolios. Its fee arrangements include both asset-based fees and fixed fees. GEM is identified as a capital allocator and reports it is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, Exchange Traded Equities 11%, Cash & Cash Equivalents 8%, Other 2%79%
  • Public Funds/Mutual Funds79%
  • Exchange Traded Equities11%
  • Cash & Cash Equivalents8%
  • Other2%

Contacts

3 of 4
  • Steve Alexandrowski

    Steve Alexandrowski

    Founder & PartnerCRD 4612834

  • Steven Story

    Steven Story

    PartnerCRD 4782102

  • Lisa Carey

    Lisa Carey

    Director of Financial PlanningCRD 2409859

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 85

Active vs passive

$198M in ETFs

Passive

40%

$78.4M

Active

60%

$120M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US EQUITY MARKET ETF (DFUS)DimensionalActiveLarge Blend$23.5M282,53911.86%

Location

Primary office

Plymouth, MI

Wayne

Location

Plymouth, MI

Headquartered in Plymouth, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
Wayne
Address
261 S Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth