PEAK PLANNING GROUP, LLC

RIASEC RegisteredEst. 2017
Total AUM
$710M
Discretionary
$707M
100% of AUM
Avg account
$300K
Accounts
2,363
Employees
11
Advisory reps
9

Firm details

Headquarters
CENTENNIAL, Colorado
CRD number
289891
Registered since
September 29, 2017
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.14%
  • Individuals28.6%
  • Pension & Profit Sharing Plans0.21%
  • Charitable Organizations0.05%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Peak Planning Group, LLC is an independent, SEC-registered investment adviser organized as an LLC and operating since 2017. Ownership is held by an individual and the firm focuses on serving individual and family clients, offering financial planning and portfolio management services for individuals and small businesses. Its fee arrangements include a percentage-of-AUM model as well as hourly and fixed-fee engagements. The firm reports that it does not position itself as an active ESG investor and does not identify as a pension consultant or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 48%, Exchange Traded Equities 47%, Private Funds 3%, Cash & Cash Equivalents 2%48%
  • Public Funds/Mutual Funds48%
  • Exchange Traded Equities47%
  • Private Funds3%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • DAVID WRENCH

    Chief Operating OfficerCRD 5564614

Contacts

3 of 8
  • Jessica Scott

    Financial AdvisorCRD 7521361

  • SUSANNA ROBINSON

    Senior Financial AdvisorCRD 4289290

  • Allison De Graaf

    ParaplannerCRD 8231827

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 68

Active vs passive

$226M in ETFs

Passive

79%

$180M

Active

21%

$46.6M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$41.9M64,21518.53%

Location

Primary office

CENTENNIAL, CO

ARAPAHOE

Location

CENTENNIAL, CO

Headquartered in CENTENNIAL, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
5975 S Quebec St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth