Peak Planning Group, LLC
Firm details
- Headquarters
- Centennial, Colorado
- CRD number
- 289891
- Registered since
- September 29, 2017
- Website
- peakplan.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.14%
- Individuals28.6%
- Pension & Profit Sharing Plans0.21%
- Charitable Organizations0.05%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Peak Planning Group, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2017. The firm is individually owned and focuses on serving individuals and families, providing financial planning and discretionary portfolio management for individuals and small businesses. Its client-facing fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Peak relies on third-party managers for alternative exposures rather than acting as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds48%
- Exchange Traded Equities47%
- Private Funds3%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1David Wrench
Chief Operating OfficerCRD 5564614
Contacts
3 of 8
Jessica Scott
Financial AdvisorCRD 7521361
Susanna Robinson
Senior Financial AdvisorCRD 4289290
Allison De Graaf
ParaplannerCRD 8231827
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 73Active vs passive
$281M in ETFs
79%
$223M
21%
$57.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $51.4M | 69,787 | 18.32% |
Location
Centennial, CO
Arapahoe
Location
Centennial, CO
Headquartered in Centennial, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Arapahoe
- Address
- 5975 S Quebec St
- Time zone
- MT (UTC-7)
- Office locations
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