FFG RETIREMENT COUNSELING

RIASEC RegisteredEst. 2020
Total AUM
$216M
Discretionary
$216M
100% of AUM
Avg account
$297K
Accounts
730
Employees
5
Advisory reps
2

Firm details

Headquarters
CENTENNIAL, Colorado
CRD number
308305
Registered since
September 2, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI85.59%
  • Individuals14.41%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

FFG Retirement Counseling is an independent registered investment adviser structured as a limited liability company and focused on serving individuals and families. The firm combines financial planning with discretionary portfolio management for individual and small-business clients, charging a mix of percentage-of-assets and fixed fees. It does not position itself as a capital allocator, is not an active ESG investor, and is organized to serve a concentrated retail client base rather than institutional or pension mandates. Investment activity shows a clear tilt toward liquid, exchange-traded instruments. The adviser relies heavily on ETFs for core exposure and uses third‑party fund managers for alternative strategies such as hedge funds. That mix suggests a preference for manager access where needed (hedge funds) while maintaining cost-efficient, transparent core exposures through ETFs and mutual funds. The firm is not registered as a multi‑state adviser and has been SEC registered since 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 10%80%
  • Exchange Traded Equities80%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents10%

Owners & executives

1 of 1
  • SEAN O'REILLY

    COOCRD 3241237

Contacts

1 of 1
  • BLAKE BARNETT

    Senior PlannerCRD 5713662

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 47

Active vs passive

$195M in ETFs

Passive

58%

$113M

Active

25%

$81.9M

ETFProviderStyleCategoryValueShares% of portfolio
JOHN HANCOCK MORTGAGE-BACKED SECURITIES ETF (JHMB)John HancockActiveIntermediate Core Plus Bond$10.2M463,2515.23%

Location

Primary office

CENTENNIAL, CO

ARAPAHOE

Location

CENTENNIAL, CO

Headquartered in CENTENNIAL, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
5975 S Quebec St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth