Paller Financial Services, Inc.
Firm details
- Headquarters
- Centennial, Colorado
- CRD number
- 161531
- Registered since
- May 14, 2024
- Website
- www.pallerfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.07%
- Individuals23.99%
- Corporations / Businesses0.94%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Paller Financial Services, Inc. is an independent RIA organized as a corporation and registered with the SEC in 2024. The firm serves both individual and family clients as well as institutional clients, with core advisory services that include financial planning, portfolio management for individuals and small businesses, and pension consulting. Its owner type is listed as individual, and the firm also lists accounting among its business activities. Fee arrangements are flexible: percentage of AUM, hourly charges, and fixed fees are all used. The firm does not identify as an active ESG investor and is not positioned as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents4%
- Other1%
Contacts
3 of 3
Mark Paller
FounderCRD 2889293
Jennifer McElderry
Financial ProfessionalCRD 8200141
Jamison White
Financial AdvisorCRD 8200253
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$137M in ETFs
90%
$123M
10%
$13.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DEFIANCE QUANTUM ETF (QTUM) | Passive | Technology | $8.4M | 55,573 | 6.16% |
Location
Centennial, CO
Arapahoe
Location
Centennial, CO
Headquartered in Centennial, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Arapahoe
- Address
- 9000 E Nichols Ave
- Time zone
- MT (UTC-7)
- Office locations
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