PALLER FINANCIAL SERVICES, INC.

RIASEC RegisteredEst. 2024
Total AUM
$148M
Discretionary
$148M
100% of AUM
Avg account
$326K
Accounts
453
Employees
6
Advisory reps
3

Firm details

Headquarters
CENTENNIAL, Colorado
CRD number
161531
Registered since
May 14, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI75.07%
  • Individuals23.99%
  • Corporations / Businesses0.94%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Paller Financial Services, Inc. is an independently owned registered investment adviser organized as a corporation and registered with the SEC in 2024. The firm serves both individual and family clients as well as institutional relationships, and it bills clients through a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Core advisory capabilities listed on its filings include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm also lists accounting among its business activities. Paller does not characterize itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Cash & Cash Equivalents 4%, Other 1%95%
  • Exchange Traded Equities95%
  • Cash & Cash Equivalents4%
  • Other1%

Contacts

3 of 3
  • Jennifer McElderry

    Financial ProfessionalCRD 8200141

  • Jamison White

    Financial AdvisorCRD 8200253

  • MARK PALLER

    FounderCRD 2889293

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 43

Active vs passive

$126M in ETFs

Passive

93%

$118M

Active

7%

$8.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANECK MORNINGSTAR WIDE MOAT ETF (MOAT)VanEckPassiveLarge Blend$6.9M70,9345.42%

Location

Primary office

CENTENNIAL, CO

ARAPAHOE

Location

CENTENNIAL, CO

Headquartered in CENTENNIAL, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
9000 E Nichols Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth