FI401K ADVISORS

RIASEC RegisteredEst. 2016
Total AUM
$915M
Discretionary
$681M
74% of AUM
Avg account
$3M
Accounts
305
Employees
2
Advisory reps
2

Firm details

Headquarters
CENTENNIAL, Colorado
CRD number
168408
Registered since
April 22, 2016
Website
fi401k.com
Custodians
MID ATLANTIC CAPITAL CORPORATION, MATRIX SECURITIES, INC., RELIANCE TRUST
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pension & Profit Sharing Plans100%
Services
Pension Consulting

Firm profile

FINTRX

Overview

Fi401k Advisors is an SEC-registered limited liability company that provides pension consulting and related advisory services to institutional retirement plans. The adviser targets institutional plan sponsors rather than retail households, charging a mix of percentage-of-AUM and fixed fees. Registered since 2016 and operating across multiple states, Fi401k positions itself as a pension consultant rather than a broad capital allocator. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Contacts

2 of 2
  • MARK GUTRICH

    Founder & Managing DirectorCRD 2146126

  • Hannah Gutrich

    Investment Advisor RepresentativeCRD 8186652

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CENTENNIAL, CO

ARAPAHOE

Location

CENTENNIAL, CO

Headquartered in CENTENNIAL, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
9137 E Mineral Cir
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth