PCA Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Melville, New York
CRD number
132654
Registered since
January 26, 2005

Firm profile

FINTRX

Overview

PCA Capital Securities, LLC is recorded as a limited liability company that first registered with the SEC in 2005. Ownership is listed as individual rather than an institutional owner. The firm is classified as "unclassified" in the snapshot data and is not identified as a capital allocator. Provided data flags several negative attributes: it is not marked as an active ESG investor, not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not a related adviser. The firm supplied no descriptive detail about its client base, advisory services, fee schedule, or specific business activities in the available snapshot. That lack of disclosure limits the ability to profile its market positioning, target clients, or typical service model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Stephen Thompson

    FinOpCRD 6584092

  • Nina Venkatesh

    Managing DirectorCRD 4222608

  • Gina Laversa

    Gina Laversa

    Managing PartnerCRD 2372647

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Melville, NY

Suffolk

Location

Melville, NY

Headquartered in Melville, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
900 Walt Whitman Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth