PACIFIC WEALTH STRATEGIES GROUP, INC.
Firm details
- Headquarters
- SANTA BARBARA, California
- CRD number
- 144789
- Registered since
- September 14, 2007
- Website
- pwsg.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI76.86%
- Individuals12.86%
- Pension & Profit Sharing Plans10.22%
- Corporations / Businesses0.05%
- Charitable Organizations0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Pacific Wealth Strategies Group, Inc. is an independent, SEC-registered registered investment adviser formed in 2007 and organized as a corporation with individual ownership. The firm operates as a capital allocator for both individuals/families and institutional clients, offering fee arrangements that include a percentage of assets under management, hourly billing, and fixed fees. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection and oversight of third‑party advisers. The firm does not identify as an active ESG investor and is not registered as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds48%
- Exchange Traded Equities39%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds3%
- US Government Bonds2%
Contacts
3 of 3JEFFERY BROOKSHIRE
Vice PresidentCRD 2964215
ERIN NEIL
Financial AdvisorCRD 2732161
GRAHAM GUESS
Financial PlannerCRD 2803700
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 30Active vs passive
$100M in ETFs
100%
$100M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF (NOBL) | ProShares | Passive | Large Value | $20.8M | 196,184 | 20.71% |
Location
SANTA BARBARA, CA
SANTA BARBARA
Location
SANTA BARBARA, CA
Headquartered in SANTA BARBARA, CA, in the West of the United States.
- Region
- West
- County
- SANTA BARBARA
- Address
- 4141 State St
- Time zone
- PT (UTC-8)
- Office locations
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