Pacific Wealth Strategies Group, Inc.
Firm details
- Headquarters
- Santa Barbara, California
- CRD number
- 144789
- Registered since
- September 14, 2007
- Website
- pwsg.net
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI76.86%
- Individuals12.86%
- Pension & Profit Sharing Plans10.22%
- Corporations / Businesses0.05%
- Charitable Organizations0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Pacific Wealth Strategies Group, Inc. is an independent, SEC-registered advisory corporation formed in 2007 that acts as a capital allocator for both individual and family clients as well as institutional investors. The firm offers a mix of financial planning and portfolio management services directed at individuals and small businesses, and it provides pension consulting and manager selection services. Its fee arrangements include traditional percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds48%
- Exchange Traded Equities39%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds3%
- US Government Bonds2%
Contacts
3 of 3
Jeffery Brookshire
Vice PresidentCRD 2964215
Erin Neil
Financial AdvisorCRD 2732161
Graham Guess
Financial PlannerCRD 2803700
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$121M in ETFs
100%
$121M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $33.3M | 984,089 | 27.57% |
Location
Santa Barbara, CA
Santa Barbara
Location
Santa Barbara, CA
Headquartered in Santa Barbara, CA, in the West of the United States.
- Region
- West
- County
- Santa Barbara
- Address
- 4141 State St
- Time zone
- PT (UTC-8)
- Office locations
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