Daniel Investment Associates, LLC

RIASEC RegisteredEst. 2013
Total AUM
$225M
Discretionary
$204K
0% of AUM
Avg account
$6.8M
Accounts
33
Employees
1
Advisory reps
1

Firm details

Headquarters
Santa Barbara, California
CRD number
157284
Registered since
April 2, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI82.31%
  • Charitable Organizations17.69%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Daniel Investment Associates, LLC is an independent registered investment adviser formed in 2013 and owned by an individual principal. The firm charges clients on a percentage-of-AUM basis and focuses on portfolio management for individuals and small businesses while serving both individual & family and institutional clients. It does not identify as an active ESG investor, is not structured as a capital allocator, and is not reported as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 33%, Exchange Traded Equities 28%, Private Funds 21%, Cash & Cash Equivalents 11%, Non-Exchange Traded Equities 3%, Public Funds/Mutual Funds 3%, Investment Grade Corp Bonds 1%33%
  • Other33%
  • Exchange Traded Equities28%
  • Private Funds21%
  • Cash & Cash Equivalents11%
  • Non-Exchange Traded Equities3%

Contacts

1 of 1
  • Gregory Van Wyk

    ManagerCRD 4603281

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Santa Barbara, CA

Santa Barbara

Location

Santa Barbara, CA

Headquartered in Santa Barbara, CA, in the West of the United States.

Region
West
County
Santa Barbara
Address
923 Saint Vincent Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth