P. A. N. SECURITIES, LP

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
NORWALK, Connecticut
CRD number
104823
Registered since
January 30, 2001

Firm profile

FINTRX

Overview

P. A. N. Securities, LP is organized as a partnership and is SEC-registered since 2001. Public filings identify the ownership structure as a combination of a domestic entity and an individual, and the firm is listed without a specific advisor classification. The record indicates the firm is not a multi-state adviser and is not newly formed. The firm has not disclosed core business lines, client segments, fee arrangements, or advisory activities in the available data. Several operational flags are negative: it is not marked as a capital allocator, it does not identify as an active ESG investor, and it is not reported as a pension consultant or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Kelley Petrecki

    DirectorCRD 4462878

  • HOWARD SPINDEL

    Financial and Operations PrincipalCRD 708042

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NORWALK, CT

FAIRFIELD

Location

NORWALK, CT

Headquartered in NORWALK, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
45 Glover Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth