P. A. N. Securities, LP

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Norwalk, Connecticut
CRD number
104823
Registered since
January 30, 2001

Firm profile

FINTRX

Overview

P. A. N. Securities, LP is organized as a partnership and appears in SEC records dating back to 2001. FINTRX classifies the owner structure as a domestic entity alongside an individual owner, but does not provide detail on the firm’s product mix, advisory offerings, or fee schedules. The record flags the firm as “unclassified,” and indicates it is not a capital allocator, is not active on ESG investing, and does not operate as a multistate adviser or pension consultant. Public disclosures available through this dataset are limited; there is no breakdown of advisory activities or business lines. That lack of detail suggests the firm operates on a relatively narrow footprint or does not report typical RIA metrics in the data source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Kelley Petrecki

    Kelley Petrecki

    DirectorCRD 4462878

  • Howard Spindel

    Howard Spindel

    FinOpCRD 708042

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Norwalk, CT

Fairfield

Location

Norwalk, CT

Headquartered in Norwalk, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
45 Glover Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth