P. A. N. Securities, LP

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Norwalk, Connecticut
CRD number
104823
Registered since
January 30, 2001

Firm profile

FINTRX

Overview

P. A. N. Securities, LP is organized as a partnership and is recorded as an SEC-registered adviser since 2001. Ownership is reported as a mix of a domestic entity and an individual. FINTRX classifies the firm as unclassified rather than placing it into a standard RIA category. The firm does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The firm has provided minimal public detail on its business model, investment approach, client segments, fee schedules, or advisory activities. There is no description available of investment preferences, sector or style tilts, or manager-selection practices.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Howard Spindel

    Howard Spindel

    FinOpCRD 708042

  • Kelley Petrecki

    Kelley Petrecki

    DirectorCRD 4462878

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Norwalk, CT

Fairfield

Location

Norwalk, CT

Headquartered in Norwalk, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
45 Glover Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth