P. A. N. Securities, LP

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Norwalk, Connecticut
CRD number
104823
Registered since
January 30, 2001

Firm profile

FINTRX

Overview

P. A. N. Securities, LP is organized as a partnership and has been SEC-registered since 2001. Filings identify its owner type as a mix of a domestic entity and an individual and classify the firm as "Unclassified." Available records indicate the firm is not a capital allocator, not an active ESG investor, not a pension consultant, and is not identified as a multi-state adviser or a related adviser. FINTRX does not list specific advisory activities, client segments, or a fee schedule for the firm.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Kelley Petrecki

    Kelley Petrecki

    DirectorCRD 4462878

  • Howard Spindel

    Howard Spindel

    FinOpCRD 708042

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Norwalk, CT

Fairfield

Location

Norwalk, CT

Headquartered in Norwalk, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
45 Glover Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth