OSTERWEIS CAPITAL MANAGEMENT

RIASEC RegisteredEst. 1983

Total AUM

$439M

Discretionary

$439M

100% of AUM

Avg account

$12.6M

Accounts

Employees

Advisory reps

Firm details

Headquarters: SAN FRANCISCO, California
CRD number: 105421
Registered since: March 3, 1983
Website: osterweis.com
Custodians: CITI PRIVATE BANK, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI62.8%
Investment Companies33.77%
State / Municipal Government3.43%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Osterweis Capital Management is an independent registered investment adviser that focuses on managed equity strategies for both individual and institutional clients. The firm’s regulatory history dates back to 1983, and its advisory menu centers on portfolio management and financial planning for individuals, small businesses, investment companies and institutions. Osterweis signals a clear tilt toward liquid, listed equity exposures rather than ESG-driven mandates or defined-benefit pension consulting. Investment activity is concentrated in discretionary portfolio management, with an emphasis on separately managed account structures and mutual fund overlays where appropriate. Fee arrangements include both percentage-of-assets and fixed-fee engagements, allowing flexibility across high-net-worth and institutional relationships.