FIGURE INVESTMENT ADVISORS, LLC

RIASEC RegisteredEst. 2012
Total AUM
$442M
Discretionary
$442M
100% of AUM
Avg account
$88.4M
Accounts
5
Employees
5
Advisory reps
4

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
158307
Registered since
April 4, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Investment Companies74.03%
  • Pooled Investment Vehicles25.97%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Figure Investment Advisors, LLC is an SEC-registered investment adviser (registered in 2012) that manages pooled investment vehicles and investment companies with an institutional client focus. The firm’s profile centers on securitized products and real estate strategies while operating as a multi-faceted fund manager rather than a traditional capital allocator. Fee arrangements combine asset-based fees with performance-linked compensation. Its advisory work is concentrated on portfolio management for investment companies and for pooled investment vehicles. The firm maintains industry roles beyond advisory services — it acts as a sponsor and general partner and is affiliated with a broker-dealer and managing-member structures for pooled vehicles. Figure Investment Advisors is not positioned as an active ESG investor, is not registered as a multi-state adviser, and does not serve as a pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JASON RIVES

    Chief Compliance OfficerCRD 5157829

Contacts

3 of 3
  • MICHAEL CAGNEY

    MemberCRD 5103654

  • DAVID STEVENS

    CRD 6016738

  • Clark Pietromonaco

    AssociateCRD 6889475

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
650 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth