ORION CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- CORONADO, California
- CRD number
- 119428
- Registered since
- July 31, 2020
- Website
- www.orioncapitalmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI84.16%
- Individuals9.89%
- Pension & Profit Sharing Plans3.4%
- Charitable Organizations1.83%
- Corporations / Businesses0.72%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Orion Capital Management LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2020. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Fee arrangements include a percentage of assets under management alongside hourly and fixed-fee engagements. The firm is not positioned as a capital allocator; it manages client portfolios directly while using external managers for specific alternative exposures. Orion does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities30%
- US Government Bonds16%
- Cash & Cash Equivalents1%
Contacts
3 of 4JEFFERSON ROTHERHAM
Director of Financial PlanningCRD 6355070
Justin Mayo
Director of OperationsCRD 7924257
PETER THOMS
FounderCRD 4527390
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 233Active vs passive
$201M in ETFs
47%
$95.1M
46%
$106M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $35.5M | 352,785 | 17.66% |
Location
CORONADO, CA
SAN DIEGO
Location
CORONADO, CA
Headquartered in CORONADO, CA, in the West of the United States.
- Region
- West
- County
- SAN DIEGO
- Address
- 1330 Orange Ave
- Time zone
- PT (UTC-8)
- Office locations
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