Guggenheim Wealth Solutions, LLC

RIASEC Registered

Total AUM

$371M

Discretionary

$371M

100% of AUM

Avg account

$1.5M

Accounts

242

Employees

Advisory reps

Firm details

Headquarters: Santa Monica, California
CRD number: 283238
Registered since: April 7, 2016
Website: www.guggenheimpartners.com
Custodians: MORGAN STANLEY & CO. LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Other43.16%
Individuals27.7%
Charitable Organizations22.73%
State / Municipal Government2.49%
Corporations / Businesses1.87%
Services: Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Guggenheim Wealth Solutions, LLC is an institutional registered investment adviser that provides portfolio management for individuals and small businesses and selects outside managers on clients’ behalf. The firm is registered with the SEC (registered in 2016) and operates as a capital allocator across individual, family and institutional clients. Its fee model is percentage-of-AUM based, and the firm identifies itself as an active ESG investor. Industry affiliations noted in its filing include roles that span broker-dealer relationships, registered municipal advisory, insurance company activities, and sponsor/GP/managing-member positions for pooled investment vehicles, indicating capability to participate in or sponsor alternative structures.