Sierra Investment Management, LLC

RIASEC Registered

Total AUM

$361M

Discretionary

$361M

100% of AUM

Avg account

$475K

Accounts

759

Employees

Advisory reps

Firm details

Headquarters: Santa Monica, California
CRD number: 106615
Registered since: December 23, 1992
Website: sierrainvestment.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI71.85%
Individuals20.98%
Pension & Profit Sharing Plans3.4%
Other2.99%
Corporations / Businesses0.58%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Sierra Investment Management, LLC is an independent, SEC-registered investment adviser (registered with the SEC in 1992) organized as a limited liability company. The firm serves both individual and family clients as well as institutional accounts, focusing on financial planning and discretionary portfolio management for individuals and small businesses. Compensation is primarily a percentage-of-assets-under-management fee. Sierra reports it is not an active ESG investor and does not operate as a capital allocator. The firm has been recognized on industry lists, including a placement among the Financial Times’ Top 300 RIA Firms in 2020.