Sierra Investment Management, LLC

RIASEC RegisteredEst. 1992

Total AUM

$361M

Discretionary

$361M

100% of AUM

Avg account

$475K

Accounts

759

Employees

Advisory reps

Firm details

Headquarters: Santa Monica, California
CRD number: 106615
Registered since: December 23, 1992
Website: sierrainvestment.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI71.85%
Individuals20.98%
Pension & Profit Sharing Plans3.4%
Other2.99%
Corporations / Businesses0.58%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Sierra Investment Management, LLC is an independent registered investment adviser formed in 1992 and organized as an LLC. The firm provides fee-based wealth management, focusing on financial planning and discretionary portfolio management for individuals, families and small-business clients; it also serves some institutional relationships. Sierra structures client fees as a percentage of assets under management and does not identify itself as a capital allocator or as an active ESG investor. The firm was named to the Financial Times’ Top 300 RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds100%

Owners & executives

3 of 7

Albert Schweiss
Chief Executive OfficerCRD 1676345
Erik Morris
Chief Compliance OfficerCRD 5250688
Kristine Stromeyer
Chief Financial Officer & Chief Operations OfficerCRD 6707153