Sierra Investment Management, LLC
Firm details
- Headquarters
- Santa Monica, California
- CRD number
- 106615
- Registered since
- December 23, 1992
- Website
- sierrainvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI71.85%
- Individuals20.98%
- Pension & Profit Sharing Plans3.4%
- Other2.99%
- Corporations / Businesses0.58%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Sierra Investment Management, LLC is an independent registered investment adviser formed in 1992 and organized as an LLC. The firm provides fee-based wealth management, focusing on financial planning and discretionary portfolio management for individuals, families and small-business clients; it also serves some institutional relationships. Sierra structures client fees as a percentage of assets under management and does not identify itself as a capital allocator or as an active ESG investor. The firm was named to the Financial Times’ Top 300 RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Owners & executives
3 of 7
Vanda Freesman
Chief Marketing OfficerCRD 6020533
Ryan Harder
Chief Investment StrategistCRD 4791838
James St. Aubin
Chief Investment OfficerCRD 3114113
Contacts
3 of 6
Gayatri Vyas
Registered RepresentativeCRD 4286408
David Wright
Co-Founder & Managing DirectorCRD 1466125
Marshall Quan
Portfolio ManagerCRD 3210547
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Santa Monica, CA
Los Angeles
Location
Santa Monica, CA
Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 3420 Ocean Park Blvd
- Time zone
- PT (UTC-8)
- Office locations
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