ATALA FINANCIAL INC

RIASEC RegisteredEst. 2022

Total AUM

$371M

Discretionary

$340M

92% of AUM

Avg account

$1.5M

Accounts

248

Employees

Advisory reps

Firm details

Headquarters: CALABASAS, California
CRD number: 318371
Registered since: April 6, 2022
Website: www.atalafinancial.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Hourly Charges, Performance Based Fees
Client types: HNWI96.61%
Charitable Organizations2.19%
Individuals1.19%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Atala Financial Inc. is an independent registered investment adviser and capital allocator focused on wealth management for high-net-worth individuals, families and select institutional clients. The firm offers a mix of financial planning, portfolio management for individuals and small businesses, selection of third-party advisers and educational seminars. Its fee schedule combines percentage-of-AUM billing with hourly charges and the ability to accept performance-based fees for certain mandates. Investment activity skews toward publicly traded equities delivered through exchange-traded instruments and separate account structures, while the firm also sources and allocates to private-market opportunities. Atala does not identify as an active ESG investor. As a selection-of-advisers shop and registered adviser since 2022, it blends in-house portfolio management with third-party manager access and occasional co-investment in alternatives.