Optimal Market Technologies, LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
336439
Registered since
January 20, 2026

Firm profile

FINTRX

Overview

Optimal Market Technologies, LLC is organized as a limited liability company and is recorded in FINTRX as having SEC registration year 2026. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as "Unclassified" in the snapshot data and is not identified as a capital allocator. The profile indicates a narrow regulatory and operational footprint: it is not flagged as an active ESG investor, not a multistate adviser, not a pension consultant, and is not marked as a related adviser. The dataset does not include descriptions of the firm's advisory activities, client segments, or fee structure.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Frank Wanzor

    Chief Compliance OfficerCRD 2628672

  • Hallie Cody-Wang

    Hallie Cody-Wang

    Deputy Chief Compliance OfficerCRD 6499404

Contacts

3 of 16
  • Jetaun Williams

    Jetaun Williams

    Compliance OfficerCRD 3257770

  • Patrick Carroll

    Patrick Carroll

    Director of SalesCRD 4644009

  • Brian Donnelly

    Brian Donnelly

    Founder and ChairmanCRD 4906429

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 World Trade Ctr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth