OPTIMAL MARKET TECHNOLOGIES, LLC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
17
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
336439
Registered since
January 20, 2026

Firm profile

FINTRX

Overview

Optimal Market Technologies, LLC is organized as a limited liability company and is registered with the SEC in 2026. The firm is recorded as having a domestic-entity/individual ownership structure and is listed as unclassified in public profile fields. Available data indicate the firm does not position itself as a capital allocator, is not active on ESG mandates, and does not report multi-state adviser status or a role as a pension consultant. Public disclosures about Optimal Market Technologies, LLC’s advisory services, fee schedule, client segments, or investment preferences are minimal. The firm’s public profile contains few operational details beyond registration and basic organizational attributes.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • PATRICK CARROLL

    Chief Business Development OfficerCRD 4644009

  • FRANK WANZOR

    Chief Compliance OfficerCRD 2628672

  • CRAIG REILLY

    Chief Revenue OfficerCRD 2967567

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Contacts

3 of 13
  • BRIAN DONNELLY

    Founder and ChairmanCRD 4906429

  • JOHN MURPHY

    Director, Software EngineeringCRD 5187613

  • ARON JAMES

    Head of Institutional SalesCRD 4002437

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 World Trade Ctr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth