One Capital Management, LLC

RIASEC RegisteredEst. 2001

Total AUM

$8.5B

Discretionary

$8.5B

100% of AUM

Avg account

$777K

Accounts

10,969

Employees

103

Advisory reps

Firm details

Headquarters: Westlake Village, California
CRD number: 114861
Registered since: November 5, 2001
Website: www.onecapital.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL BANK INDEPENDENT NETWORK (NBIN)
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: HNWI53.16%
Other Investment Advisers32.38%
Individuals9.46%
Investment Companies2.53%
Corporations / Businesses1.47%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

One Capital Management, LLC is an independent registered investment adviser formed as an LLC and SEC-registered since 2001. The firm serves a mix of individual and family clients alongside institutional relationships, and it offers a broad advisory platform that includes financial planning, portfolio management across individuals, small businesses, pooled investment vehicles and investment companies, pension consulting, and the publication of client communications. One Capital also operates as an insurance broker and lists an insurance company among its industry affiliations. The firm uses several fee models — percentage of assets under management, hourly fees, subscription and fixed fees — which suggests flexibility for different client segments. One Capital identifies as an active ESG investor. The firm has been recognized in industry rankings, including FA Magazine’s Top RIA Firms (2020) and placements on Barron’s Top 100 RIA list in both 2023 and 2024.