One Capital Management, LLC

RIASEC Registered

Total AUM

$8.5B

Discretionary

$8.5B

100% of AUM

Avg account

$777K

Accounts

10,969

Employees

103

Advisory reps

Firm details

Headquarters: Westlake Village, California
CRD number: 114861
Registered since: November 5, 2001
Website: www.onecapital.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL BANK INDEPENDENT NETWORK (NBIN)
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: HNWI53.16%
Other Investment Advisers32.38%
Individuals9.46%
Investment Companies2.53%
Corporations / Businesses1.47%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

One Capital Management, LLC is an independent registered investment adviser that provides financial planning and portfolio management to both individuals/families and institutional clients. Founded in 2001 as an LLC, the firm combines advisory services with insurance brokerage capabilities and publishes periodic client communications. Its advisory work spans separately managed accounts, pooled investment vehicles, and pension consulting, and it charges clients using a mix of fee models (percentage of AUM, hourly, subscription and fixed fees). The firm identifies as an active ESG investor and lists insurance companies among its industry affiliations. One Capital has been recognized in industry rankings, including a FA Magazine mention in 2020 and placement on Barron’s Top 100 RIA Firms lists in 2023 and 2024.