ALTERI WEALTH

RIASEC RegisteredEst. 2024
Total AUM
$566M
Discretionary
$543M
96% of AUM
Avg account
$421K
Accounts
1,344
Employees
7
Advisory reps
5

Firm details

Headquarters
WESTLAKE VILLAGE, California
CRD number
331100
Registered since
May 23, 2024
Website
www.alteriwealth.com
Fee structure
Percentage of AUM
Client types
  • Individuals53.52%
  • HNWI43.71%
  • Corporations / Businesses1.81%
  • Pension & Profit Sharing Plans0.73%
  • Charitable Organizations0.23%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Alteri Wealth is an independent registered investment adviser organized as a limited liability company and registered with the SEC in 2024. Ownership is held by an individual and the firm identifies as a capital allocator that serves both individual/family clients and institutional accounts. Its primary fee model is a percentage of assets under management. Core advisory capabilities include comprehensive financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for institutions, and the selection of third‑party advisers. The firm does not position itself as an active ESG investor and is not designated as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Public Funds/Mutual Funds 26%, State & Local Bonds 8%, Other 3%, US Government Bonds 2%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%57%
  • Exchange Traded Equities57%
  • Public Funds/Mutual Funds26%
  • State & Local Bonds8%
  • Other3%
  • US Government Bonds2%

Owners & executives

1 of 1

  • VERONICA HOY

    Chief Operating OfficerCRD 2777976

Contacts

3 of 4

  • ROSEANN HIGGINS

    Registered RepresentativeCRD 2300684

  • MICHELLE GRUBER

    Founder & Managing PartnerCRD 4587154

  • ALEX MARKOWITZ

    FounderCRD 5891998

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 125

Active vs passive

$95.7M in ETFs

Passive

72%

$68.8M

Active

21%

$26.9M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) BLACKSTONE SENIOR LOAN ETF (SRLN)State StreetActiveBank Loan$3.9M97,7544.10%
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Location

Primary office

WESTLAKE VILLAGE, CA

VENTURA

Location

WESTLAKE VILLAGE, CA

Headquartered in WESTLAKE VILLAGE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
VENTURA
Address
4195 E Thousand Oaks Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth