ON INVESTMENT MANAGEMENT CO

RIASEC RegisteredEst. 1971
Total AUM
$3.2B
Discretionary
$904M
29% of AUM
Avg account
$223K
Accounts
14,153
Employees
196
Advisory reps
212

Firm details

Headquarters
MONTGOMERY, Ohio
CRD number
105662
Registered since
November 14, 1971
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals55.12%
  • HNWI39.34%
  • Pension & Profit Sharing Plans3.61%
  • Corporations / Businesses1.63%
  • Charitable Organizations0.3%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

On Investment Management Co. is a long-established corporate investment adviser that has been SEC-registered since 1971 and operates as a capital allocator for both individual/family and institutional clients. The firm combines advisory services with broker‑dealer and insurance-broker activities and maintains registered representatives tied to a broker‑dealer. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, and selection of third‑party managers. Compensation is mixed: percentage-of-AUM fees alongside hourly and fixed-fee arrangements. The firm identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, Exchange Traded Equities 16%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Derivatives 1%70%
  • Public Funds/Mutual Funds70%
  • Exchange Traded Equities16%
  • State & Local Bonds2%
  • Investment Grade Corp Bonds2%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

3 of 5
  • ANDREW VANHOY

    Vice President and Chief Compliance OfficerCRD 3012299

  • NANCY WESTBROCK

    President and Chief Executive OfficerCRD 5637288

  • ROBERT WALKER

    President, CEOCRD 1330047

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Contacts

3 of 207
  • MEGAN MONTGOMERY

    Owner and AdvisorCRD 6664028

  • Tracy Ford

    Registered RepresentativeCRD 7267517

  • ZACHARY MORLEY

    Financial AdvisorCRD 6538809

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MONTGOMERY, OH

HAMILTON

Location

MONTGOMERY, OH

Headquartered in MONTGOMERY, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
1 Financial Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth