CONSTELLATION INVESTMENTS, INC.

RIASEC RegisteredEst. 1996
Total AUM
$31.5B
Discretionary
$31.5B
100% of AUM
Avg account
$2.1B
Accounts
15
Employees
45
Advisory reps
6

Firm details

Headquarters
MONTGOMERY, Ohio
CRD number
107528
Registered since
April 2, 1996
Custodians
U.S. BANK, N.A.
Fee structure
Percentage of AUM, Other
Client types
  • Insurance Companies45.65%
  • Investment Companies39.07%
  • Corporations / Businesses13.71%
  • Pooled Investment Vehicles1.57%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Constellation Investments, Inc. is a corporation that manages institutional capital with a blend of pooled vehicles and separately managed accounts. The firm operates as a commodity pool operator/commodity trading advisor and provides portfolio management for investment companies, pooled investment vehicles and institutional clients. Its registered activities and client base indicate a focus on running securitized funds and structured pooled products alongside more traditional institutional mandate work. Investment activity shows a two‑track approach: a sizable fixed‑income core built from investment‑grade corporate bonds combined with liquid ETF exposures used to get broad equity market exposure. The firm also sources and places capital with third‑party alternative managers across private equity, real estate, private credit and collateralized debt, and it uses corporate debt within its structured fund strategies. Fee arrangements include percentage‑of‑AUM pricing alongside other fee constructs appropriate for pooled and institutional arrangements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 35%, Other 35%, Cash & Cash Equivalents 9%, Private Funds 8%, US Government Bonds 6%, State & Local Bonds 2%, Non-Investment Grade Corp Bonds 2%, Derivatives 2%35%
  • Investment Grade Corp Bonds35%
  • Other35%
  • Cash & Cash Equivalents9%
  • Private Funds8%
  • US Government Bonds6%

Owners & executives

2 of 2
  • Charles Jones

    Chief Compliance OfficerCRD 8013146

  • Brijendra Grewal

    Chief Corporate Development OfficerCRD 4796473

Contacts

3 of 4
  • Megan Meyer

    Second Vice PresidentCRD 7900175

  • SACHIN JAIN

    Director, PresidentCRD 4689685

  • JONATHAN EGOL

    Managing DirectorCRD 3130557

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 21

Active vs passive

$3.1B in ETFs

Passive

100%

$3.1B

Active

<1%

$3.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$887M1,358,39029.05%

Location

Primary office

MONTGOMERY, OH

HAMILTON

Location

MONTGOMERY, OH

Headquartered in MONTGOMERY, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
1 Financial Way
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth