Oberweis Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Lisle, Illinois
CRD number
42060
Registered since
December 23, 1996

Firm profile

FINTRX

Overview

Oberweis Securities, Inc. is organized as a corporation and is owned by an individual. The firm’s publicly reported profile is minimal: key items such as client segments, fee schedules, stated business lines and advisory activities are not disclosed in the provided data. Available attributes indicate the firm is not positioned as a capital allocator and does not identify as an active ESG investor. It is not designated as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The snapshot classification is listed as unclassified, which, together with the sparse disclosure, suggests a limited public-facing footprint and few published details about investment mandates or client servicing.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas Joyce

    Thomas Joyce

    Chief Compliance OfficerCRD 5953683

Contacts

3 of 21
  • Scott Braser

    Scott Braser

    Vice President, Fixed IncomeCRD 5836218

  • Brett Pierson

    Brett Pierson

    Director, PrincipalCRD 6045792

  • Benjamin Krimmel

    Benjamin Krimmel

    Client ServicesCRD 4806902

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Lisle, IL

Du Page

Location

Lisle, IL

Headquartered in Lisle, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
3333 Warrenville Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth