Oberweis Securities, Inc.

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Lisle, Illinois
CRD number
42060
Registered since
December 23, 1996

Firm profile

FINTRX

Overview

Oberweis Securities, Inc. is a corporation that has been SEC-registered since 1996. Public regulatory-summary data lists the firm as individually owned and classifies it as "Unclassified." The record shows the firm is not a capital allocator and does not identify as an active ESG investor. It is also not reported as a multi-state adviser or a pension consultant. Available information does not include the firm's client base, fee schedule, business lines, or specific advisory activities. FINTRX shows no reported client or AUM figures for the firm. The firm has not supplied information about its activities or affiliations in the dataset, which leaves its client focus, product lineup, and distribution channels indeterminate from public records alone.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Thomas Joyce

    Thomas Joyce

    Chief Compliance OfficerCRD 5953683

Contacts

3 of 21
  • Edward Urban

    Director of MarketingCRD 2362247

  • David Braser

    Bond TraderCRD 817373

  • Michael Harrigan

    Operations RepresentativeCRD 6085139

Unlock 18 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Lisle, IL

Du Page

Location

Lisle, IL

Headquartered in Lisle, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
3333 Warrenville Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth