Oberweis Securities, Inc.

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Lisle, Illinois
CRD number
42060
Registered since
December 23, 1996

Firm profile

FINTRX

Overview

Oberweis Securities, Inc. is a corporation that has been SEC-registered since 1996 and is owned by an individual. The firm's regulatory snapshot classifies it as unclassified rather than under a specific advisory archetype, and the data identify it as a non-capital allocator. FINTRX records indicate the firm does not self-identify as an active ESG investor. The firm's profile also flags several operational attributes: it is not listed as a multi-state adviser, not newly formed, and is not designated as a pension consultant or related adviser. FINTRX does not populate fields for client demographics, fee structure, or detailed advisory activities for this entity, so available public-facing information focuses primarily on its registration and basic classification attributes.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Thomas Joyce

    Thomas Joyce

    Chief Compliance OfficerCRD 5953683

Contacts

3 of 21
  • Scott Braser

    Scott Braser

    Vice President, Fixed IncomeCRD 5836218

  • Brett Pierson

    Brett Pierson

    Director, PrincipalCRD 6045792

  • Benjamin Krimmel

    Benjamin Krimmel

    Client ServicesCRD 4806902

Unlock 18 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Lisle, IL

Du Page

Location

Lisle, IL

Headquartered in Lisle, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
3333 Warrenville Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth