OAKBOURNE ADVISORS

RIASEC RegisteredEst. 2021

Total AUM

$348M

Discretionary

$348M

100% of AUM

Avg account

$325K

Accounts

1,072

Employees

10

Advisory reps

8

Firm details

Headquarters: BERKELEY HEIGHTS, New Jersey
CRD number: 129112
Registered since: June 2, 2021
Website: www.oakbourne.com
Custodians: CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI69.92%
Individuals29.37%
Pension & Profit Sharing Plans0.57%
Charitable Organizations0.15%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Oakbourne Advisors is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm serves both individual and family clients as well as institutional accounts, charging a mix of percentage-of-assets and fixed fees. Its advisory capabilities include financial planning, portfolio management for individuals and small businesses, and pension consulting. Oakbourne does not present itself as a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds68%
Exchange Traded Equities31%
Cash & Cash Equivalents1%

Owners & executives

1 of 1

Andrew Peters
Chief Executive OfficerCRD 5548991

Contacts

3 of 7

JOHN PAOLONI
PresidentCRD 1127270
CHRISTOPHER DIEDERICH
Partner/ Financial StrategistCRD 5669484
CHRISTOPHER GRIEST
PartnerCRD 6094720

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 40

Active vs passive

$360M in ETFs

Passive

95%

$344M

Active

1%

$16.6M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE 80/20 AGGRESSIVE ALLOCATION ETF (AOA)	BlackRock	Passive	Global Allocation	$222M	2,194,160	61.71%

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Primary office

BERKELEY HEIGHTS, NJ

UNION

Location

BERKELEY HEIGHTS, NJ

Headquartered in BERKELEY HEIGHTS, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: UNION
Address: 200 Connell Dr
Time zone: ET (UTC-5)
Office locations

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