O'DONNELL FINANCIAL SERVICES, LLC

RIASEC RegisteredEst. 2017
Total AUM
$427M
Discretionary
$411M
96% of AUM
Avg account
$427K
Accounts
999
Employees
12
Advisory reps
7

Firm details

Headquarters
SAN RAFAEL, California
CRD number
172520
Registered since
June 26, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals58.12%
  • HNWI41.36%
  • Corporations / Businesses0.33%
  • Pension & Profit Sharing Plans0.16%
  • Charitable Organizations0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

O'Donnell Financial Services, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2017. The firm is individually owned and focuses on serving individual and family clients with a mix of financial planning and portfolio management services. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, pension consulting, and educational seminars and workshops. Fee arrangements are flexible and include asset-based fees, hourly billing, and fixed-price engagements. The firm does not self-identify as an active ESG investor and is not organized as a multi-state or related adviser, nor does it operate as a capital allocator. Industry relationships include affiliations with an insurance company and a real estate broker.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Investment Grade Corp Bonds 9%, Private Funds 6%, Cash & Cash Equivalents 6%, US Government Bonds 1%78%
  • Exchange Traded Equities78%
  • Investment Grade Corp Bonds9%
  • Private Funds6%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%

Owners & executives

2 of 2
  • GREGORY O'DONNELL

    CEO & FounderCRD 2802185

  • KIMBERLY KASELIONIS

    Chief Compliance OfficerCRD 1348896

Contacts

3 of 5
  • Beth Verdekal

    Marketing ManagerCRD 8174526

  • MICHAEL NAKANO

    Registered RepresentativeCRD 1322510

  • KYLE LADD

    Licensed AdministratorCRD 6003290

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 44

Active vs passive

$396M in ETFs

Passive

51%

$202M

Active

19%

$194M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$58.6M766,03114.80%

Location

Primary office

SAN RAFAEL, CA

MARIN

Location

SAN RAFAEL, CA

Headquartered in SAN RAFAEL, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
1101 5th Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth