CAPITAL TRUST ADVISORS

RIASEC RegisteredEst. 2021
Total AUM
$403M
Discretionary
$403M
100% of AUM
Avg account
$783K
Accounts
514
Employees
4
Advisory reps
4

Firm details

Headquarters
SAN RAFAEL, California
CRD number
134174
Registered since
July 13, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI87.9%
  • Individuals12.1%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Capital Trust Advisors LLC is an independent registered investment adviser that began SEC registration in 2021 and is held by an individual owner. The firm serves primarily individuals and families on a fee‑based (percentage of AUM) model and focuses on financial planning and discretionary portfolio management for individuals, small businesses, and certain business or institutional clients. It does not identify as an ESG‑focused manager, does not act as a capital allocator, and does not position itself as a pension consultant or a related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 28%, US Government Bonds 6%, Cash & Cash Equivalents 4%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities28%
  • US Government Bonds6%
  • Cash & Cash Equivalents4%

Contacts

3 of 4
  • SANFORD LOWENGART

    Investment ManagementCRD 2170252

  • JAMES LAMBERT

    Financial AdviserCRD 726677

  • JOHN GOLDBERG

    PrincipalCRD 4340059

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN RAFAEL, CA

MARIN

Location

SAN RAFAEL, CA

Headquartered in SAN RAFAEL, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
1210 5th Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth