NPM Securities, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 168469
- Registered since
- January 15, 2014
- Website
- www.nasdaq.com
Firm profile
FINTRXOverview
NPM Securities, LLC is organized as a limited liability company and first registered with the SEC in 2014. The ownership is identified as a combination of a domestic entity and an individual. The firm's regulatory classification in the provided dataset is listed as "unclassified." The snapshot data includes a handful of boolean flags: the firm is not marked as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not newly formed, is not a pension consultant, and is not recorded as a related adviser. The dataset does not supply details on the firm's advisory activities, fee schedule, or target client segments, so those business specifics are not available from the source material.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Garrett Johnson
Co-Founder & COOCRD 6553628

Thomas Callahan
Chief Executive OfficerCRD 2278823

Christopher Setaro
SVP, Chief Compliance OfficerCRD 2635774
Contacts
3 of 38Latifat Afonja
ControllerCRD 5443130
William Spoor
Managing DirectorCRD 2290333

Andrew Stefany
Investment AssociateCRD 6665892
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 3 E 28th St
- Time zone
- ET (UTC-5)
- Office locations
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