NPM SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
40
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
168469
Registered since
January 15, 2014

Firm profile

FINTRX

Overview

NPM Securities, LLC is organized as a limited liability company and has been SEC-registered since 2014. The ownership is listed as a mix of a domestic entity and an individual. Publicly disclosed classifications of the firm are minimal: it is marked as "unclassified" and is not identified as a capital allocator, an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The dataset does not include descriptive information about the firm's advisory activities, client segments, or fee schedule.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Garrett Johnson

    Co-Founder & COOCRD 6553628

  • THOMAS CALLAHAN

    Chief Executive OfficerCRD 2278823

  • Christopher Setaro

    SVP, Chief Compliance OfficerCRD 2635774

Contacts

3 of 37
  • Latifat Afonja

    ControllerCRD 5443130

  • WILLIAM SPOOR

    Managing DirectorCRD 2290333

  • Andrew Stefany

    Investment AssociateCRD 6665892

Unlock 34 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
3 E 28th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth