NPA ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2006
Total AUM
$1.1B
Discretionary
$544M
51% of AUM
Avg account
$388K
Accounts
2,746
Employees
68
Advisory reps
53

Firm details

Headquarters
FAIR LAWN, New Jersey
CRD number
131534
Registered since
February 23, 2006
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • HNWI49.38%
  • Individuals29.11%
  • Pension & Profit Sharing Plans14.84%
  • Corporations / Businesses6.46%
  • Charitable Organizations0.21%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

NPA Asset Management, LLC is an SEC-registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. The firm combines advisory services—financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, pension consulting and the selection of sub‑advisers—with broker‑dealer and insurance broker activities. That operating mix gives NPA direct distribution capability for insurance and annuity solutions alongside its advisory platform and also supports allocating to third‑party alternative managers. The firm displays a clear preference for equity exposure and liquid marketable instruments while retaining the ability to deploy less liquid or specialized strategies through external managers. NPA is not positioned as an active ESG investor; its model emphasizes conventional portfolio construction augmented by alternative asset classes for diversification and return enhancement.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 16%, US Government Bonds 10%, Cash & Cash Equivalents 8%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds16%
  • US Government Bonds10%
  • Cash & Cash Equivalents8%
  • State & Local Bonds2%

Owners & executives

3 of 5
  • JAMES COLLEARY

    Chief Compliance OfficerCRD 5844640

  • MICHAEL KARALEWICH

    Chief Executive OfficerCRD 2910052

  • SEAVER WANG

    President and Chief Investment OfficerCRD 4643543

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Contacts

3 of 48
  • JAMES NOBLE

    Managing DirectorCRD 1685505

  • JEFFREY LAPETINA MAFUZ

    Financial AdvisorCRD 5759054

  • THERESA YAROSH

    Founder and PresidentCRD 1693824

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

FAIR LAWN, NJ

BERGEN

Location

FAIR LAWN, NJ

Headquartered in FAIR LAWN, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
BERGEN
Address
32-16 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth