Northwest Wealth Management, LLC
Firm details
- Headquarters
- Spencer, Iowa
- CRD number
- 152816
- Registered since
- July 5, 2011
- Website
- www.nw.bank
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI59.26%
- Individuals33.89%
- Corporations / Businesses4.73%
- Charitable Organizations1.84%
- Pension & Profit Sharing Plans0.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Northwest Wealth Management, LLC is an independent registered investment adviser that has been SEC-registered since 2011. The firm operates as a limited liability company with domestic/individual ownership and describes itself as a capital allocator that serves both individual and family clients as well as institutional investors. Compensation comes through percentage-of-AUM arrangements and fixed fees, and the firm also operates an insurance brokerage. Advisory capabilities include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, and the selection of outside advisers. The firm does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities15%
- State & Local Bonds7%
- Cash & Cash Equivalents5%
- US Government Bonds4%
Owners & executives
2 of 2
Gregory Post
President, Chief Executive OfficerCRD 7350253
Eric Van Der Heide
President and Chief Operating OfficerCRD 6511174
Contacts
3 of 20
Jeffrey Ploeger
Wealth AdvisorCRD 4177845
Jared Barnett
Wealth AdvisorCRD 8080136
Garrett Heater
Associate AdvisorCRD 7863486
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 125Active vs passive
$644M in ETFs
51%
$328M
49%
$316M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND (VGIT) | Vanguard | Passive | Intermediate Government | $69.6M | 1,180,006 | 10.81% |
Location
Spencer, IA
Clay
Location
Spencer, IA
Headquartered in Spencer, IA, anchoring the Spencer-Spirit Lake, IA metro in the Midwest.
- Metro area
- Spencer-Spirit Lake, IA
- Region
- Midwest
- County
- Clay
- Address
- 1607 W 18th St
- Time zone
- CT (UTC-6)
- Office locations
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