Northern Lights Distributors, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
130
Avg account
$0

Firm details

Headquarters
Elkhorn, Nebraska
CRD number
126159
Registered since
September 30, 2003

Firm profile

FINTRX

Overview

Northern Lights Distributors, LLC is organized as a limited liability company and has been registered with the SEC since 2003. FINTRX characterizes the firm as unclassified and indicates an ownership structure involving both a domestic entity and an individual. The database flags the firm as not operating as a capital allocator and not identified as an active ESG investor. It is also not listed as a multistate adviser, newly formed adviser, pension consultant, or related adviser in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Rebecca King

    Rebecca King

    Chief Operating OfficerCRD 4042978

  • Bradley Ackerman

    Bradley Ackerman

    Chief Compliance OfficerCRD 2552096

  • Stephen Preston

    Stephen Preston

    Chief Compliance OfficerCRD 2217795

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Contacts

3 of 126
  • John Sullivan

    John Sullivan

    Registered RepresentativeCRD 1185203

  • Matthew Sennott

    Matthew Sennott

    Registered RepresentativeCRD 4084551

  • Conan Heelan

    Conan Heelan

    Portfolio SpecialistCRD 7000897

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Elkhorn, NE

Douglas

Location

Elkhorn, NE

Headquartered in Elkhorn, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
4221 N 203rd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth