Northern Lights Distributors, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
125
Avg account
$0

Firm details

Headquarters
Elkhorn, Nebraska
CRD number
126159
Registered since
September 30, 2003

Firm profile

FINTRX

Overview

Northern Lights Distributors, LLC is organized as a limited liability company and is classified as a fund distributor. The firm’s stated profile indicates it operates in a distribution capacity rather than as a capital allocator or investment manager. Ownership is identified as a combination of a domestic entity and an individual. The firm does not list activity as an ESG investor, is not a multi-state adviser, and is not described as a pension consultant or a related adviser. Several advisory- and allocation-related fields are blank in the source data, which is consistent with a business model focused on fund distribution rather than portfolio management or direct advisory services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Rebecca King

    Rebecca King

    Chief Operating OfficerCRD 4042978

  • Yu Jin Kim

    Yu Jin Kim

    Chief Compliance OfficerCRD 4186432

  • Bradley Ackerman

    Bradley Ackerman

    Chief Compliance OfficerCRD 2552096

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Contacts

3 of 121
  • Matthew Parkhurst

    Matthew Parkhurst

    Regional Vice PresidentCRD 5692691

  • Todd Matheny

    Todd Matheny

    Head of Client RelationsCRD 5695195

  • Eben Burr

    Eben Burr

    PresidentCRD 5696634

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

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Location

Primary office

Elkhorn, NE

Douglas

Location

Elkhorn, NE

Headquartered in Elkhorn, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
4221 N 203rd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth