Northern Lights Distributors, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
126
Avg account
$0

Firm details

Headquarters
Elkhorn, Nebraska
CRD number
126159
Registered since
September 30, 2003

Firm profile

FINTRX

Overview

Northern Lights Distributors, LLC is organized as a limited liability company and is classified as a fund distributor. The firm is SEC-registered (registration year listed as 2003) and is owned by a combination of a domestic entity and an individual. The snapshot identifies the firm’s role as distribution rather than asset management: it is not a capital allocator, not a multi-state investment adviser, and not described as a pension consultant or related adviser. The profile does not specify client segments, fee schedules, or detailed business and advisory activities beyond the fund distribution classification.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Rebecca King

    Rebecca King

    Chief Operating OfficerCRD 4042978

  • Bradley Ackerman

    Bradley Ackerman

    Chief Compliance OfficerCRD 2552096

  • Stephen Preston

    Stephen Preston

    Chief Compliance OfficerCRD 2217795

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Contacts

3 of 122
  • John Sullivan

    John Sullivan

    Registered RepresentativeCRD 1185203

  • Matthew Sennott

    Matthew Sennott

    Registered RepresentativeCRD 4084551

  • Conan Heelan

    Conan Heelan

    Portfolio SpecialistCRD 7000897

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Elkhorn, NE

Douglas

Location

Elkhorn, NE

Headquartered in Elkhorn, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
4221 N 203rd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth