NORTHERN CAPITAL SECURITIES CORPORATION
Firm details
- Headquarters
- NORTH ANDOVER, Massachusetts
- CRD number
- 40659
- Registered since
- July 1, 1996
- Website
- northerncapital.com
- Fee structure
- Percentage of AUM, Fixed Fees
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Northern Capital Securities Corporation is a privately owned corporation operating as a broker-dealer that also provides portfolio management services for businesses and institutions. The firm has been SEC-registered since 1996 and is owner-controlled rather than part of a larger network. Its client billing mixes percentage-of-AUM and fixed-fee arrangements. The firm is not identified as an active ESG investor, is not listed as a multi-state adviser, and does not self-identify as a capital allocator or pension consultant.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2STEPHEN RYE
President, Chief Investment OfficerCRD 2127156
DAVID OLDAKER
Chief Executive OfficerCRD 2606043
Contacts
3 of 15Riley McCord
Vice President, Portfolio ManagementCRD 6924099
BRUCE JORDAN
Managing DirectorCRD 1232099
JOSEPH SAVOIE
Managing DirectorCRD 2253985
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
NORTH ANDOVER, MA
ESSEX
Location
NORTH ANDOVER, MA
Headquartered in NORTH ANDOVER, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- ESSEX
- Address
- 50 High St
- Time zone
- ET (UTC-5)
- Office locations
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