North Bay Wealth Management

RIASEC Registered

Total AUM

$107M

Discretionary

$100M

93% of AUM

Avg account

$316K

Accounts

340

Employees

Advisory reps

Firm details

Headquarters: Petaluma, California
CRD number: 285523
Registered since: May 9, 2025
Website: www.northbaywealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI54.58%
Individuals38.34%
Pension & Profit Sharing Plans6.54%
Corporations / Businesses0.54%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

North Bay Wealth Management is an independent registered investment adviser structured as a corporation and owned by an individual principal. The firm is registered with the SEC (registered in 2025) and charges clients on a percentage-of-AUM basis. Its client base includes both individual and family relationships as well as institutional clients. Core advisory services listed on the firm’s Form ADV include financial planning, portfolio management for individuals and small businesses, and pension consulting services. The firm reports it is not an active ESG investor.