COMPASS WEALTH ADVISORS

RIASEC Registered
Total AUM
$42.8M
Discretionary
$42.8M
100% of AUM
Avg account
$261K
Accounts
164
Employees
1
Advisory reps
1

Firm details

Headquarters
PETALUMA, California
CRD number
165749
Custodians
TRADE-PMR INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM
Client types
  • Individuals68.84%
  • HNWI28.3%
  • Charitable Organizations2.86%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Compass Wealth Advisors is an LLC that provides fee-based portfolio management primarily to individuals, families and small-business clients, with some institutional relationships. The firm charges a percentage-of-AUM advisory fee and reports that it manages client assets on a discretionary basis. It identifies as owner-managed (individual owner) and does not position itself as a capital allocator or pension consultant. The firm is not registered as a multi-state adviser and does not list active ESG investing as part of its stated approach.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 49%, Exchange Traded Equities 47%, Cash & Cash Equivalents 2%49%
  • Public Funds/Mutual Funds49%
  • Exchange Traded Equities47%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • JOHN CORT

    Chief Investment OfficerCRD 5727496

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PETALUMA, CA

SONOMA

Location

PETALUMA, CA

Headquartered in PETALUMA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SONOMA
Address
830 D St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth